Legal & Secretarial Compliance Due Diligence
Legal and secretarial compliance due diligence is a vital component of mergers, acquisitions, investments, and corporate restructuring. Our service helps stakeholders assess the legal and regulatory standing of a company, identify potential compliance gaps, and mitigate risks related to corporate, statutory, and contractual obligations.
We conduct a thorough review of corporate governance, statutory filings, contracts, licenses, and other legal documents to ensure that businesses are compliant with applicable laws and regulations. This provides confidence to investors, buyers, and management during strategic transactions.
About This Service
Our service involves a detailed review of corporate documents, including incorporation records, board resolutions, statutory registers, and filings under the Companies Act and other applicable regulations. This ensures that the company complies with corporate governance and statutory requirements.
We also examine contracts, licenses, agreements, and other legal obligations to identify potential risks, disputes, or liabilities. This includes compliance with labor laws, environmental regulations, intellectual property rights, and sector-specific statutory requirements.
Beyond review, we provide advisory on rectifying compliance gaps, enhancing corporate governance, and ensuring readiness for audits, regulatory inspections, or transactions. This helps companies strengthen their legal and compliance framework.
We prepare comprehensive due diligence reports with findings, analysis, and recommendations. These reports are suitable for submission to investors, regulators, auditors, and other stakeholders, ensuring transparency, risk mitigation, and informed decision-making.
Key Features / Scope of Work
- Review of corporate documents, statutory registers, and compliance filings
- Assessment of board resolutions, shareholder approvals, and governance practices
- Examination of contracts, licenses, agreements, and sector-specific legal obligations
- Identification of compliance gaps, disputes, or potential liabilities
- Advisory on rectifying gaps and strengthening governance and legal compliance
- Preparation of detailed due diligence reports with findings and recommendations
- Support for audits, regulatory inspections, and strategic transactions
- Ensuring transparency, risk mitigation, and informed decision-making for stakeholders
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