Advisory, Governance & Risk Services
This practice area provides a structured approach to internal audits, governance frameworks, and risk management reviews. The objective is to help organizations evaluate the adequacy of internal controls, assess emerging risks, and align with regulatory expectations. Services range from internal financial control reviews to compliance risk assessments and sector-specific advisory. Each assignment is carried out with an emphasis on practical applicability, transparency, and governance improvement. By combining technical evaluation with industry knowledge, we support organizations in building resilience and accountability.
- Internal Audits & Risk Advisory
- Development Sector Advisory
- Regulatory Compliance Risk Reviews
Process-based Internal Audits
Process-based internal audits focus on reviewing business processes end-to-end rather than just compliance checklists. These
IFC, ICFR, SOX Compliance Advisory & Testing
Internal Financial Controls (IFC), Internal Controls over Financial Reporting (ICFR), and Sarbanes-Oxley (SOX) compliance are
Standard Operating Procedure (SOP) & Risk Control Matrix (RCM) Development
Standard Operating Procedures (SOPs) and Risk Control Matrices (RCMs) form the backbone of organizational governance
IT System & ITGC Reviews
Information Technology (IT) systems form the backbone of financial reporting, compliance, and operational processes. IT
Business Continuity & Disaster Recovery Review
Business Continuity Planning (BCP) and Disaster Recovery (DR) reviews assess an organization’s ability to continue
Risk Heat Mapping & Remediation Planning
Risk heat mapping is a structured approach to identifying, assessing, and prioritizing organizational risks by
Internal Financial Controls Implementation & Monitoring
Internal Financial Controls (IFC) implementation and monitoring ensure that an organization’s financial reporting, compliance, and
Process Improvement/ Cost reduction studies
Process improvement and cost reduction studies help organizations identify inefficiencies, eliminate redundancies, and streamline operations.
Automation of Selected Processes
Automation of selected processes enables organizations to leverage technology to streamline repetitive, manual, and high-volume
CSR Policy Review, Compliance, Spend verification and Impact Assessment
Corporate Social Responsibility (CSR) obligations under the Companies Act, 2013 require eligible companies to not
NGO’s due diligence & Donor Reporting
Due diligence of NGOs is essential for donors, corporates, and funding agencies to ensure that
Project Audits & Monitoring and Evaluation
Project audits and monitoring & evaluation (M&E) are essential for ensuring that development initiatives and
FCRA Audit and Compliances
Foreign Contribution Regulation Act (FCRA) compliance is critical for NGOs and development organizations that receive
NGOs Registration, Assessment and Governance Advisory
For NGOs, trusts, and societies, proper registration, governance, and regulatory compliance form the foundation for
Workshops and Training
Workshops and training programs for NGOs, donors, and development professionals are vital in strengthening organizational
Audit of Agreed Upon Procedures (AUPs)
An Audit of Agreed Upon Procedures (AUPs) is a flexible assurance service where specific procedures
Audit and Assurance (Statutory, Internal Audits, Utilization Certificates and Agreed Upon Procedures)
Audit and assurance services for the development sector go beyond compliance—they provide credibility, transparency, and
Review of regulatory requirements across business functions
Organizations today operate in an environment of rapidly evolving regulatory frameworks ranging from Companies Act,
Assessment of internal processes vis-à-vis statutory obligations
Even when organizations are aware of regulatory requirements, internal processes often fail to fully align
Identification of compliance gaps and risk exposures
Compliance gaps occur when internal policies, processes, or controls fail to fully address statutory and
Compliance Risk Heat Mapping & Control Design
Compliance risk heat mapping is a structured tool that helps organizations visualize and prioritize compliance
Advisory for remediation & control implementation
Once compliance gaps and risks are identified, organizations need practical remediation strategies to address deficiencies.
Reporting framework for continuous compliance monitoring
A robust compliance reporting framework ensures that management, boards, and regulators have continuous visibility into
Assistance in regulatory inspections and audit readiness
Regulatory inspections and audits by authorities such as RBI, SEBI, MCA, or sectoral regulators require
Support in Business Responsibility and Sustainability Reporting (BRSR)
Business Responsibility and Sustainability Reporting (BRSR), mandated by SEBI for the top listed entities, is
