Pre-IPO Due Diligence
Pre-IPO due diligence is a critical process for companies preparing to go public, ensuring that all financial, legal, tax, and operational matters are in order prior to listing. Our service helps businesses identify and resolve potential issues, comply with regulatory requirements, and enhance investor confidence ahead of an IPO.
We provide comprehensive assessment across corporate governance, statutory compliance, contracts, financial reporting, and risk management. Our approach ensures transparency, mitigates regulatory and investor-related risks, and supports a smooth IPO process.
About This Service
Our service includes financial due diligence, reviewing historical financial statements, accounting policies, cash flows, and key metrics to ensure accuracy and compliance with regulatory reporting requirements.
We also conduct legal and secretarial compliance review, including incorporation documents, board resolutions, statutory filings, contracts, and intellectual property, to identify gaps and ensure readiness for regulatory scrutiny.
In addition, we assess tax compliance, including direct and indirect taxes, to uncover potential exposures and contingencies that may impact IPO pricing or investor perception.
We prepare detailed pre-IPO due diligence reports highlighting findings, risks, and recommendations. These reports serve as critical inputs for management, auditors, regulators, and investors, ensuring transparency, risk mitigation, and a successful IPO process.
Key Features / Scope of Work
- Financial due diligence of historical financial statements and accounting policies
- Legal and secretarial compliance review including statutory filings and contracts
- Assessment of direct and indirect tax compliance and exposures
- Evaluation of corporate governance, risk management, and operational practices
- Identification of potential risks and areas requiring remediation prior to IPO
- Preparation of comprehensive pre-IPO due diligence reports with recommendations
- Support for regulatory filings, investor disclosures, and IPO readiness
- Ensuring transparency, compliance, and smooth IPO process
Explore Related Insights
Monthly regulatory newsletter covering corporate laws, taxation, and compliance updates.
A focused publication on developments in company law, SEBI regulations, and governance matters.
Periodical updates on direct and indirect taxation, including notifications, rulings, and compliance calendars.
